April 25, 2014

TIP OF THE WEEK: If you postmarked your FY2014 paper FCC Form 471 before the window closed and its status is still Incomplete, ask your contact person to call the Client Service Bureau at 1 (888) 203-8100. We are probably trying to reach out to you to correct errors or inconsistencies so that we can complete the data entry of your form.

Commitments for Funding Year 2013

Funding Year 2013. USAC will release Funding Year (FY) 2013 Wave 49 Funding Commitment Decision Letters (FCDLs) April 30. This wave includes commitments for approved Priority 1 (Telecommunications Services and Internet Access) requests at all discount levels. As of April 25, FY2013 commitments total just under $2.05 billion.

On the day the FCDLs are mailed, you can check to see if you have a commitment by using USAC's Automated Search of Commitments tool.

How to Use the View 471 Status Tool

If you want to know the status of your FY2014 FCC Form 471, you can look it up using the View 471 Status Tool. This tool provides real-time information on the status of FCC Forms 471 filed for a specific Billed Entity and funding year.

To use this tool, you must enter a Billed Entity Number (BEN), choose a funding year, and click "Search." The first screen you see gives you general information about the results of your search. If you click "Continue" at the bottom of the page, you will then see a list containing the following information for every FCC Form 471 filed for the BEN and funding year you entered:

  • FCC Form 471 Application Number (assigned by USAC)
  • Applicant Form Identifier (created by the Billed Entity)
  • Application Status

Below the list of search results is an Application Status Explanation table that provides information on each of the statuses that can be assigned to an FCC Form 471.

Certified FCC Forms 471 – that is, forms filed online and certified online, filed online and certified on paper, or filed on paper – generally begin with one of two statuses: Certified - In Window or Certified - Out of Window.

  • Paper forms for FY2014 that were postmarked on or before March 26, 2014 and forms filed online and certified (online or on paper) on or before March 26, 2014 will generally show a status of Certified - In Window.
  • Paper forms for FY2014 that were postmarked after March 26, 2014 and forms certified (online or on paper) after March 26, 2014 will generally show a status of Certified - Out of Window.
  • Note that the status of some out-of-window FY2014 FCC Forms 471 will be changed to Certified - In Window in the near future. For FY2014, these include forms submitted online on or before 11:59 pm EDT on March 26, 2014 and then certified either online or on paper after the filing window closed but on or before the extended certification deadline. (We will discuss this extended deadline in a future SL News Brief. However, if you have not yet certified your form, you should do so as soon as possible.)

FCC Forms 471 in a Certified - In Window status remain in that status until they are assigned to an initial reviewer to begin the Program Integrity Assurance (PIA) application review process. Once the form has been assigned to an initial reviewer, its status changes to Initial Review.

Your initial reviewer may have questions about your application. If so, he or she will attempt to contact you using the preferred mode of contact you indicated on the FCC Form 471 (Item 6c, 6d, or 6e). If your preferred mode of contact is telephone, the initial reviewer will call you and ask you for a fax number or email address in order to send you written questions and/or requests for information.

After the initial review of an application is complete and the reviewer has recommended a decision on funding, the status of the application changes to Available for Final Review. Once the application has been assigned to a final reviewer, the status changes to Final Review.

NOTE: The final reviewer reviews the work of the initial reviewer. If the final reviewer discovers a problem – such as a procedure that was not correctly followed – he or she returns the application to the initial reviewer for additional work. If this happens, the status of the form will change back to Initial Review and your initial reviewer may contact you again. In other words, because this tool shows real-time status, you should not be concerned if your application moves back to Initial Review.

After the final reviewer is satisfied that all procedures have been properly followed and the decision of the initial reviewer is correct, the application may be subject to additional quality checks, and may move to the status Available for Quality Assurance, Quality Assurance 1, or Quality Assurance 2. As above, if a problem is identified during quality assurance, the form will return to Initial Review status for resolution.

Once the review process is complete and USAC has issued a decision on an FCDL, the status of the FCC Form 471 changes to FCDL Issued - 'xx/xx/xxxx' where the x's are replaced by the date the FCDL was issued. Note that if some individual funding requests on the application are in an "As Yet Unfunded" or "Under Review" status, one or more subsequent FCDLs may be issued until USAC has issued a funding decision on all the funding requests on the application. If USAC issues more than one FCDL, the date featured on the form's status will be the date of the latest FCDL for that form.

Some applications may be held or deferred. The following statuses indicate that review of an application has been temporarily suspended:

  • Unable to Contact: USAC has attempted to reach the contact person using the information available on the form and in our database and has been unable to do so. If your application is in this status, you should contact your initial reviewer. If you don't know who your initial reviewer is or are unable to locate his or her contact information, call the Client Service Bureau (CSB) at 1 (888) 203-8100 and ask for assistance.
  • Deferred: USAC has been unsuccessful in contacting you during the summer or winter periods when extended holiday and break schedules occur or – during one of those periods – you asked us to defer our review. (For more information on these summer and winter periods, successful contacts, and response deadlines, refer to the guidance document Missing Information posted on the USAC website.) If you feel you should not be in this status, contact your initial reviewer or CSB as described above.
  • Awaiting Applicant Documentation: USAC has requested information or documentation from you but does not yet have your response. Contact your initial reviewer if you have any questions about this status.
  • Held for further review and other verification: USAC needs to collect additional information and/or verify information already provided before a funding decision can be made. In some cases this can happen quickly; in others, the additional work will take some time.

USAC will not review applications that have the following statuses:

  • Canceled: In general, a form in Canceled status was canceled in consultation with the applicant.
  • Incomplete: A form in Incomplete status is either a paper form for which data entry has not been completed or an online form for which the "Submit" button has not yet been pushed. NOTE: Paper forms submitted after the close of the application filing window generally remain in an Incomplete status.
  • Complete: A form in Complete status was submitted successfully online but has not yet been certified. Forms not certified by the extended certification deadline (see above) will generally remain in a Complete status.
  • Certified - Out of Window: A form that remains in Certified - Out of Window status was submitted after the filing window closed or certified after the extended certification deadline or both. It will only be considered for funding after all Certified - In Window forms have been considered. Except for FY1999, funding has been insufficient to consider funding requests on out-of-window forms. 


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